The Securities Commission Malaysia is a statutory body established under the Securities Commission Act 1993 to regulate and develop the Malaysian capital market. The SC oversees all matters relating to securities and futures contracts, the regulation of companies and licensees, and the development of the capital market.
About the SC Malaysia
The Securities Commission Malaysia (SC) is a self-funded statutory body established in 1993 with a mandate to regulate and systematically develop the Malaysian capital market. The SC's broad regulatory powers cover investment banking, fund management, securities dealing, financial planning, and derivatives trading.
Regulatory Framework
All capital market intermediaries in Malaysia must be licensed by the SC and comply with its licensing conditions, conduct requirements, and prudential standards. The SC operates a comprehensive supervisory framework that includes regular inspections, thematic reviews, and enforcement actions against non-compliant entities.
- Capital Markets Compensation Fund
- Comprehensive licensing requirements for market intermediaries
- Conduct of business rules and compliance standards
- Securities Industry Dispute Resolution Center (SIDREC)
SC Malaysia regulates capital markets alongside Bank Negara Malaysia which handles banking.
Body: Securities Industry Dispute Resolution Center (SIDREC)
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